Mr. Peter R. Guarino currently serves as Chief Compliance Officer for a number of registrants, including open-end, closed-end and private funds. The funds mandates range from money market investments to emerging market, fixed income, and equity investments. He brings more than thirty years of mutual fund, advisor and broker-dealer experience to IM Compliance. He served as General Counsel and Global Compliance Officer for MiFund, Inc., a privately held mutual fund services company in San Francisco, CA, for three years.

Previously, Mr. Guarino worked for GT Global Group of Funds in several capacities, last serving as Senior Counsel to the firm. Prior to this, Mr. Guarino was Counsel to The Dreyfus Corporation in New York, NY. In addition, Mr. Guarino was the Chief Operating Officer for Merrill Corporation's Investment Company Services in the Western Region.